Per the Securities and Exchange Commission, Barry Siegel shorted the sneaker and apparel brand’s stock twice, once while he ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

The former advisor and ex-girlfriend of Sam Bankman-Fried testified against the FTX co-founder before receiving her sentence.

The FBI raided the Reston, Virginia headquarters of IT, software and cybersecurity services provider Carahsoft Technology ...

A former Foot Locker executive will pay $235,714 to settle U.S. Securities and Exchange Commission insider trading charges, ...

MStudioImages/E+ via Getty Images The U.S. Securities and Exchange Commission's wide-sweeping investigation into ...

Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve allegations they ...

(Reuters) - Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve ...

Tepper is sending shares of Nvidia to the chopping block in favor of a leading e-commerce company that has nearly half of its ...

The House Financial Services Committee will grill all five members of the Securities and Exchange Commission, including ...

The U.S. SEC on Friday approved the listing and trading of options on BlackRock's (BLK) spot bitcoin (BTC-USD) ETF IBIT. Read ...

We've fallen down on our duty as a regulator, not to be precise, said Securities and Exhange Commission member Hester Peirce.